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Detailed Report
KIT S DANG
CRD#: 4086797
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6155 N Scottsdale Rd, Floor 1
Scottsdale, AZ 85250
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2000 (<1 year)2 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2005 (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2002 - 2003 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)
Disclosure(s)
View By:
9/3/2010
Judgment / Lien
License(s)

State Registrations

B
Alabama 1/24/2025
B
Nebraska 10/1/2012
B
Alaska 10/1/2012
B
Nevada 10/1/2012
B
Arizona 10/1/2012
B
New Hampshire 10/2/2012
IA
Arizona 10/1/2012
B
New Jersey 10/1/2012
B
Arkansas 10/1/2012
B
New Mexico 10/1/2012
B
California 10/1/2012
B
New York 10/1/2012
B
Colorado 10/1/2012
B
North Carolina 10/1/2012
B
Connecticut 10/1/2012
B
North Dakota 2/5/2024
B
Florida 10/1/2012
B
Ohio 10/1/2012
B
Georgia 10/1/2012
B
Oklahoma 7/16/2015
B
Hawaii 10/1/2012
B
Oregon 10/1/2012
B
Idaho 10/1/2012
B
Pennsylvania 10/1/2012
B
Illinois 10/1/2012
B
Rhode Island 10/1/2012
B
Indiana 10/1/2012
B
South Carolina 10/1/2012
B
Iowa 10/1/2012
B
South Dakota 10/1/2012
B
Kansas 10/1/2012
B
Texas 10/1/2012
B
Kentucky 10/1/2012
IA
Texas 9/19/2013
B
Maryland 10/15/2012
B
Utah 10/1/2012
B
Massachusetts 10/1/2012
B
Vermont 2/19/2025
B
Michigan 10/1/2012
B
Virginia 10/1/2012
B
Minnesota 10/1/2012
B
Washington 10/1/2012
B
Missouri 10/1/2012
B
Wisconsin 10/1/2012
B
Montana 12/24/2020
B
Wyoming 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/02/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PHOENIX, AZ
B
 07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PHOENIX, AZ
B
 06/30/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 01/25/2002 - 05/19/2003 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
 08/28/2000 - 09/14/2000 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
 01/10/2000 - 08/01/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.