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JAY LIANG
CRD#: 4086343
IA
B
BLACKROCK INVESTMENT MANAGEMENT, LLCCRD#: 108928 1 UNIVERSITY SQUARE DRIVE
PRINCETON, NJ 08540
PRINCETON, NJ 08540
BLACKROCK INVESTMENTS, LLCCRD#: 38642 1 UNIVERSITY SQUARE DR
PRINCETON, NJ 08540
PRINCETON, NJ 08540
0
Disclosures
25
Years of Experience
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State Registrations
B
New Jersey 1/26/2010
B
New York 1/26/2010
IA
New Jersey 1/14/2015
IA
New York 2/15/2022
SRO Registrations
B
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IA
Registered with this firm since 9/29/2006
B
Registered with this firm since 9/29/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2000 - 09/29/2006 | NEW YORK, NY | |
B | 07/20/2001 - 09/29/2006 | NEW YORK, NY | |
B | 01/24/2000 - 11/06/2001 | NEW YORK, NY |
NEW YORK, NY
05/30/2000 - 09/29/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.