Individual Firm
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JOHN S BELL
JOHN SHELDON BELL SR, JOHN SHELDON BELL
CRD#: 4085549
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2011 EVELYN BYRD AVE
HARRISONBURG, VA 22801
HARRISONBURG, VA 22801
View By:
10/5/2010
Customer Dispute
Denied
5/31/2002
Judgment / Lien
2/1/2002
Judgment / Lien
State Registrations
B
Alabama 2/26/2025
B
Oregon 3/11/2022
B
Arizona 5/21/2024
B
South Carolina 3/15/2022
B
California 3/11/2022
B
South Dakota 3/14/2025
B
District of Columbia 3/11/2022
B
Tennessee 3/11/2022
B
Florida 3/11/2022
B
Texas 3/11/2022
B
Georgia 2/3/2025
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Texas 3/11/2022
B
Idaho 3/11/2022
B
Utah 3/11/2022
B
Kentucky 1/10/2025
B
Virginia 3/11/2022
B
Maryland 3/11/2022
IA
Virginia 3/11/2022
B
New Mexico 8/26/2024
B
Washington 10/18/2024
B
North Carolina 7/16/2024
B
West Virginia 3/11/2022
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/11/2022
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Registered with this firm since 3/11/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/20/2016 - 03/11/2022 | NEW MARKET, VA | |
B | 03/02/2011 - 03/11/2022 | WARRENTON, VA | |
IA | 03/11/2011 - 12/31/2016 | WARRENTON, VA | |
IA | 12/12/2008 - 03/01/2011 | FREDERICK, MD | |
B | 12/12/2008 - 03/01/2011 | FREDERICK, MD | |
IA | 04/16/2007 - 12/08/2008 | WARRENTON, VA | |
B | 04/16/2007 - 12/08/2008 | WARRENTON, VA | |
IA | 02/23/2006 - 04/02/2007 | WARRENTON, VA | |
B | 12/10/2003 - 04/02/2007 | WARRENTON, VA | |
B | 05/13/2003 - 11/11/2003 | LA JOLLA, CA | |
B | 02/02/2000 - 11/06/2002 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.