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JAIME L. ROGERS
JAIME LYN PALMER, JAIME LYN ROGERS, JAIME LYNN ROGERS
CRD#: 4085365
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 10801 MASTIN STREET
SUITE 370
OVERLAND PARK, KS 66210
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2009 (7 years)2 FIRMS2009 - 2015 (6 years)2 FIRMS2016 - 2022 (6 years)2 FIRMS2023 - Present (2 years)BFAHNESTOCK & CO. INC. (CRD# 249)2000 - 2001 (1 year)
License(s)

State Registrations

IA
Kansas 1/4/2023

B
Missouri 1/6/2023

B
Kansas 1/6/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
10801 MASTIN STREET SUITE 370, OVERLAND PARK, KS 66210
Registered with this firm since 1/4/2023

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
10801 MASTIN STREET SUITE 370, OVERLAND PARK, KS 66210
Registered with this firm since 1/6/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/08/2016 - 12/22/2022 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) OVERLAND PARK, KS
B
02/18/2016 - 12/22/2022 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) OVERLAND PARK, KS
IA
05/08/2009 - 12/28/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) KANSAS CITY, MO
B
05/08/2009 - 12/28/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) KANSAS CITY, MO
IA
08/24/2001 - 05/08/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) KANSAS CITY, MO
B
08/06/2001 - 05/08/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) KANSAS CITY, MO
B
01/12/2000 - 08/14/2001 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.