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Detailed Report
DENNIS JOHN CUNNINGHAM II
CRD#: 4085005
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 9890 RESEARCH DRIVE
SUITE 200
IRVINE, CA 92618
PARKLAND SECURITIES, LLCCRD#: 115368 9890 RESEARCH DRIVE
SUITE 200
IRVINE, CA 92618
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BINTERSECURITIES, INC. (CRD# 16164)2002 - 2007 (4 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2001 - 2002 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1999 - 2001 (1 year)IAINTERSECURITIES, INC. (CRD# 16164)2003 - 2007 (4 years)
License(s)

State Registrations

B
California 5/1/2007
IA
Texas 2/12/2020
IA
California 6/7/2007
B
Utah 5/31/2016
B
Texas 2/11/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
9890 RESEARCH DRIVE SUITE 200, IRVINE, CA 92618
Registered with this firm since 6/7/2007
B
PARKLAND SECURITIES, LLC (CRD#:115368)
9890 RESEARCH DRIVE SUITE 200, IRVINE, CA 92618
Registered with this firm since 5/1/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/30/2003 - 05/07/2007 INTERSECURITIES, INC. (CRD#:16164) ANAHEIM, CA
B
 10/25/2002 - 05/07/2007 INTERSECURITIES, INC. (CRD#:16164) ANAHEIM, CA
B
 11/08/2001 - 10/28/2002 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
 12/07/1999 - 11/09/2001 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.