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GRANT O'BRINE CATOE
CRD#: 4084102
IA
Investment Adviser
B
Broker
FIRST CITIZENS ASSET MANAGEMENT, INCCRD#: 140777 1230 Main St.
Columbia, SC 29201
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 1230 MAIN STREET
COLUMBIA, SC 29201
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2001 (1 year)3 FIRMS2022 - Present (2 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2001 - 2003 (2 years)
License(s)

State Registrations

B
North Carolina 3/17/2022

IA
South Carolina 2/18/2022

B
South Carolina 2/7/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST CITIZENS ASSET MANAGEMENT, INC (CRD#:140777)
1230 Main St., Columbia, SC 29201
Registered with this firm since 3/17/2022

IA
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
1230 MAIN STREET, COLUMBIA, SC 29201
Registered with this firm since 2/18/2022

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
1230 MAIN STREET, COLUMBIA, SC 29201
Registered with this firm since 1/24/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/21/2001 - 11/04/2003 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
B
12/23/1999 - 03/12/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
12/23/1999 - 03/12/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.