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BRADFORD BRINDLEY LOTT
BRAD B LOTT
CRD#: 4083363
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1550 West McEwen Drive
Suite 450
FRANKLIN, TN 37067
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - Present (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (8 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2008 (3 years)
License(s)

State Registrations

B
Alabama 9/27/2018

B
Mississippi 9/27/2018

B
Arizona 9/27/2018

B
Missouri 9/27/2018

B
California 9/27/2018

B
New Mexico 5/24/2022

B
Connecticut 9/27/2018

B
New York 9/27/2018

B
Delaware 9/27/2018

B
North Carolina 9/27/2018

B
Florida 9/27/2018

B
Ohio 3/5/2024

B
Georgia 9/27/2018

B
Pennsylvania 9/27/2018

B
Illinois 5/3/2019

B
South Carolina 9/27/2018

B
Indiana 9/27/2018

B
Tennessee 9/27/2018

B
Kentucky 11/9/2022

IA
Tennessee 10/2/2018

B
Louisiana 3/24/2021

B
Texas 9/27/2018

B
Maryland 9/27/2018

IA
Texas 10/8/2018

B
Minnesota 11/10/2021

B
Utah 5/27/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1550 West McEwen Drive Suite 450, FRANKLIN, TN 37067
Registered with this firm since 10/2/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1550 West McEwen Drive Suite 450, FRANKLIN, TN 37067
Registered with this firm since 9/27/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 10/01/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NASHVILLE, TN
B
01/01/2008 - 10/01/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NASHVILLE, TN
B
01/17/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) NASHVILLE, TN
IA
02/03/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) NASHVILLE, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.