• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JONATHAN ALAN PHELAN
Phelan
CRD#: 4083286
IA
Investment Adviser
WATERFORD FINANCIAL MANAGEMENT, LLCCRD#: 143810 9834 DIXIE HWY.
FAIR HAVEN, MI 48023
Registration History
201020122014201620182020202220242026IAWATERFORD FINANCIAL MANAGEMENT... (CRD# 143810)2010 - Present (14 years)
License(s)

State Registrations

IA
Michigan 5/21/2010

Current Registration(s)
IA
WATERFORD FINANCIAL MANAGEMENT, LLC (CRD#:143810)
9834 DIXIE HWY., FAIR HAVEN, MI 48023
New Baltimore, MI
Registered with this firm since 5/21/2010

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.