• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICHARD LEE SCHWARTZBARD
CRD#: 4083272
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 675 Sun Valley Road
Suite "I"
Ketchum, ID 83340
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2005 (4 years)2 FIRMS2005 - Present (19 years)
License(s)

State Registrations

B
California 9/30/2005

IA
Maryland 9/30/2005

B
Colorado 7/11/2018

B
Mississippi 6/25/2012

B
District of Columbia 9/30/2005

B
New Jersey 9/30/2005

B
Florida 10/27/2005

B
New York 9/30/2005

B
Georgia 5/11/2023

B
North Carolina 10/7/2014

B
Idaho 11/26/2019

B
Ohio 10/1/2018

IA
Idaho 11/27/2019

B
Vermont 4/17/2009

B
Maine 7/31/2023

B
Virginia 9/30/2005

B
Maryland 9/30/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
675 Sun Valley Road Suite "I", Ketchum, ID 83340
Registered with this firm since 9/30/2005

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
675 Sun Valley Road Suite "I", Ketchum, ID 83340
Registered with this firm since 9/30/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/07/2000 - 09/30/2005 CAPITOL SECURITIES MANAGEMENT, INC. (CRD#:14169) MCLEAN, VA
B
11/09/2000 - 09/30/2005 CAPITOL SECURITIES MANAGEMENT, INC. (CRD#:14169) GLEN ALLEN, VA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.