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Detailed Report
JEFFREY JOHN O'NEILL
CRD#: 4082980
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4350 La Jolla Village Drive
Suite 1000
San Diego, CA 92122
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - Present (9 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2000 - 2010 (9 years)BSANFORD C. BERNSTEIN & CO., INC. (CRD# 1232)2000 - 2000 (<1 year)IAALLIANCEBERNSTEIN L.P. (CRD# 108477)2002 - 2010 (8 years)
License(s)

State Registrations

B
Arizona 11/13/2015
B
New Jersey 11/13/2015
B
California 11/13/2015
B
New York 11/13/2015
IA
California 11/13/2015
B
North Carolina 11/13/2015
B
Colorado 11/13/2015
B
Pennsylvania 11/13/2015
B
Florida 11/13/2015
B
South Carolina 8/6/2024
B
Idaho 11/13/2015
B
Tennessee 3/3/2021
B
Illinois 11/13/2015
B
Texas 11/13/2015
B
Massachusetts 4/22/2020
IA
Texas 11/13/2015
B
Montana 11/13/2015
B
Utah 11/13/2015
B
Nevada 7/23/2018
B
Virginia 12/13/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122
Registered with this firm since 11/13/2015
B
MORGAN STANLEY (CRD#:149777)
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122
Registered with this firm since 11/13/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/12/2010 - 12/08/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN DIEGO, CA
B
 11/12/2010 - 12/08/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN DIEGO, CA
IA
 05/14/2002 - 11/29/2010 ALLIANCEBERNSTEIN L.P. (CRD#:108477) NEW YORK, NY
B
 12/07/2000 - 11/29/2010 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) SAN DIEGO, CA
B
 02/09/2000 - 12/07/2000 SANFORD C. BERNSTEIN & CO., INC. (CRD#:1232) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.