Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - 2023 (2 years)IAQ3 ADVISORS, LLC (CRD# 284220)2024 - Present (<1 year)BAIG CAPITAL SERVICES, INC. (CRD# 13158)2013 - 2017 (4 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2017 - 2017 (<1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2009 - 2013 (3 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2007 - 2009 (2 years)BPLANCO FINANCIAL SERVICES, LLC (CRD# 8326)2004 - 2007 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2004 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - 2023 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2004 (<1 year)
Disclosure(s)
View By:
6/19/2018
Customer Dispute
Settled
License(s)

State Registrations

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Florida 5/2/2024
Current Registration(s)
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Q3 ADVISORS, LLC (CRD#:284220)
Sarasota, FL
Registered with this firm since 5/2/2024
Previous Registration(s)
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 05/02/2023 - 12/31/2023 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SARASOTA, FL
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 05/11/2021 - 12/31/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SARASOTA, FL
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 06/04/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SARASOTA, FL
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 08/29/2017 - 06/11/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) SARASOTA, FL
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 08/28/2017 - 06/11/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) SARASOTA, FL
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 01/02/2013 - 08/28/2017 AIG CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
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 08/18/2017 - 08/21/2017 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) BRIDGEVILLE, PA
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 11/13/2009 - 01/07/2013 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
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 10/30/2007 - 11/06/2009 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
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 04/06/2004 - 10/08/2007 PLANCO FINANCIAL SERVICES, LLC (CRD#:8326) HARTFORD, CT
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 05/06/2003 - 04/19/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TULSA, OK
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 01/17/2000 - 04/19/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.