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Detailed Report
Rajesh Chainani
CRD#: 4082262
IA
Investment Adviser
B
Broker
PMA ASSET MANAGEMENT, LLCCRD#: 301973 2135 CITYGATE LANE
7TH FLOOR
NAPERVILLE, IL 60563
PMA SECURITIES, LLCCRD#: 30397 2101 Oregon Pike
Suite 200
Lancaster, PA 17601
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (4 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2004 - 2021 (17 years)BAMBAC SECURITIES, INC (CRD# 42025)2001 - 2004 (2 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2000 - 2001 (1 year)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2006 - 2021 (14 years)
License(s)

State Registrations

B
Florida 8/25/2022
B
New York 2/1/2021
IA
Florida 9/9/2022
B
Oklahoma 4/18/2023
B
Iowa 4/18/2023
IA
Oklahoma 1/2/2024
IA
Iowa 1/5/2024
B
Pennsylvania 2/1/2021
B
Missouri 4/18/2023
IA
Pennsylvania 2/1/2021
B
Nebraska 4/18/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
PMA SECURITIES, LLC (CRD#:30397)
2101 Oregon Pike Suite 200, Lancaster, PA 17601
300 Westgate Business Center Drive Suite 405, Fishkill, NY 12524
Registered with this firm since 2/1/2021
IA
PMA ASSET MANAGEMENT, LLC (CRD#:301973)
2135 CITYGATE LANE 7TH FLOOR, NAPERVILLE, IL 60563
Registered with this firm since 2/1/2021
Previous Registration(s)
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IA
 09/15/2006 - 01/29/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) LANCASTER, PA
B
 01/26/2004 - 01/29/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) LANCASTER, PA
B
 04/23/2001 - 01/20/2004 AMBAC SECURITIES, INC (CRD#:42025) GREENWICH, CT
B
 01/20/2000 - 03/29/2001 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.