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Detailed Report
NICOLE N FUENTES
NICOLE N LEONOUDAKIS, NICOLE NINA LEONOUDAKIS
CRD#: 4081879
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1478 Stone Point Drive
Suite 500
Roseville, CA 95661
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2009 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2009 (4 years)
License(s)

State Registrations

B
Alabama 5/6/2019
B
Nebraska 6/13/2017
B
Alaska 12/14/2012
B
Nevada 12/14/2012
B
Arizona 12/14/2012
B
New Hampshire 6/13/2017
B
Arkansas 5/6/2019
B
New Jersey 6/13/2017
B
California 6/1/2009
B
New Mexico 3/20/2015
IA
California 6/1/2009
B
New York 6/13/2017
B
Colorado 12/14/2012
B
North Carolina 12/14/2012
B
Connecticut 12/14/2012
B
North Dakota 5/6/2019
B
Delaware 3/20/2015
B
Ohio 12/14/2012
B
District of Columbia 3/20/2015
B
Oklahoma 12/14/2012
B
Florida 12/14/2012
B
Oregon 12/14/2012
B
Georgia 12/14/2012
B
Pennsylvania 12/14/2012
B
Hawaii 12/14/2012
B
Puerto Rico 10/15/2021
B
Idaho 3/20/2015
B
Rhode Island 6/13/2017
B
Illinois 1/7/2010
B
South Carolina 5/6/2019
B
Indiana 5/6/2019
B
South Dakota 1/7/2010
B
Iowa 3/20/2015
B
Tennessee 6/13/2017
B
Kansas 12/14/2012
B
Texas 12/14/2012
B
Kentucky 5/6/2019
IA
Texas 3/11/2020
B
Louisiana 3/20/2015
B
Utah 12/14/2012
B
Maine 3/20/2015
B
Vermont 5/6/2019
B
Maryland 12/14/2012
B
Virgin Islands 6/13/2017
B
Massachusetts 12/14/2012
B
Virginia 12/14/2012
B
Michigan 12/14/2012
B
Washington 12/14/2012
B
Minnesota 12/14/2012
B
West Virginia 3/20/2015
B
Mississippi 5/6/2019
B
Wisconsin 1/26/2016
B
Missouri 3/20/2015
B
Wyoming 3/15/2017
B
Montana 5/6/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1478 Stone Point Drive Suite 500, Roseville, CA 95661
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1478 Stone Point Drive Suite 500, Roseville, CA 95661
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/05/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
B
 08/09/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.