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MICHELLE ANE'ERIN Hollaender
ALMOND, CUNDY, MICHELLE A Hollaender, MICHELLE A SEXTON, MICHELLE ANE'ERIN SEXTON…
CRD#: 4081545
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 San Diego, CA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2016 (10 years)2 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2006 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2005 (4 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2006 - 2006 (<1 year)
License(s)

State Registrations

B
California 11/21/2016

IA
California 11/21/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
San Diego, CA
Registered with this firm since 11/21/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
San Diego, CA
Registered with this firm since 11/21/2016

Previous Registration(s)
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IA
03/21/2006 - 04/27/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOISE, ID
B
03/21/2006 - 04/27/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOISE, ID
IA
01/18/2006 - 02/09/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ANCHORAGE, AK
B
06/20/2005 - 02/09/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANCHORAGE, AK
B
11/17/2000 - 05/19/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.