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Detailed Report
CHRISTINE DIANE GEOFFRAY
CHRISTINE WHITMYER
CRD#: 4081516
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2008 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2005 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alaska 2/8/2018
B
Missouri 4/18/2024
B
Arizona 6/1/2009
B
Montana 6/28/2013
B
California 6/1/2009
B
Nebraska 6/1/2009
IA
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
B
Connecticut 11/30/2023
B
New Mexico 6/1/2009
B
Delaware 2/29/2016
B
New York 6/1/2009
B
District of Columbia 2/9/2018
B
North Carolina 8/30/2022
B
Florida 4/25/2013
B
Ohio 2/16/2017
B
Georgia 5/8/2024
B
Oregon 6/1/2009
B
Hawaii 8/17/2015
B
Pennsylvania 12/4/2012
B
Idaho 6/1/2009
B
South Carolina 6/27/2017
B
Illinois 6/1/2009
B
South Dakota 9/5/2024
B
Indiana 6/1/2009
B
Tennessee 8/30/2022
B
Iowa 12/9/2024
B
Texas 6/1/2009
B
Maine 8/20/2015
IA
Texas 6/1/2009
B
Maryland 6/21/2017
B
Virginia 7/16/2024
B
Massachusetts 6/25/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
Wisconsin 6/1/2009
B
Minnesota 6/28/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/18/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEVERLY HILLS, CA
B
 01/18/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEVERLY HILLS, CA
IA
 07/31/2007 - 01/10/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 10/18/2005 - 01/10/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 03/22/2005 - 10/18/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.