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Detailed Report
DAVID BRANDON COTTRELL
CRD#: 4080311
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2641 MCCORMICK DRIVE
SUITE 102
CLEARWATER, FL 33759
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - 2011 (3 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2017 - 2020 (2 years)BTRADINGBLOCK (CRD# 128605)2013 - 2014 (1 year)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2002 - 2004 (1 year)BFFP SECURITIES, INC. (CRD# 16337)1999 - 2002 (3 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2019 - 2020 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2017 - 2019 (1 year)IAQUESTAR CAPITAL CORPORATION (CRD# 43100)2003 - 2004 (1 year)IAFFP ADVISORY SERVICES INC (CRD# 110778)2000 - 2002 (2 years)
License(s)

State Registrations

B
California 8/10/2022
B
Michigan 6/14/2024
IA
California 8/11/2022
IA
Michigan 6/14/2024
B
Delaware 3/6/2023
B
Minnesota 5/12/2022
IA
Delaware 3/8/2023
IA
Minnesota 5/13/2022
B
Florida 4/1/2020
B
New York 8/29/2023
IA
Florida 4/8/2020
IA
New York 8/29/2023
B
Indiana 4/20/2023
B
Oklahoma 4/1/2020
IA
Indiana 4/20/2023
IA
Oklahoma 4/7/2020
B
Iowa 3/9/2022
B
Virginia 6/6/2023
IA
Iowa 3/9/2022
IA
Virginia 6/7/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2641 MCCORMICK DRIVE SUITE 102, CLEARWATER, FL 33759
Registered with this firm since 4/7/2020
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2641 MCCORMICK DRIVE SUITE 102, CLEARWATER, FL 33759
Registered with this firm since 4/1/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/21/2019 - 03/13/2020 AMERIPRISE FINANCIAL SERVICES, LLC. (CRD#:6363) Tulsa, OK
B
 09/18/2017 - 03/13/2020 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Tulsa, OK
IA
 09/18/2017 - 05/06/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Tulsa, OK
IA
 04/04/2017 - 09/21/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) Tulsa, OK
B
 04/03/2017 - 09/21/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) Tulsa, OK
IA
 07/29/2016 - 04/04/2017 MONEYBLOCK (CRD#:128605) Broken Arrow, OK
B
 03/04/2016 - 04/04/2017 TRADINGBLOCK (CRD#:128605) CHICAGO, IL
B
 08/15/2013 - 09/03/2014 TRADINGBLOCK (CRD#:128605) CHICAGO, IL
IA
 09/30/2008 - 09/21/2011 BROKERSXPRESS LLC (CRD#:127081) BROKEN ARROW, OK
B
 09/30/2008 - 09/21/2011 BROKERSXPRESS LLC (CRD#:127081) BROKEN ARROW, OK
IA
 10/05/2004 - 10/29/2008 FIRST MIDWEST SECURITIES, INC. (CRD#:21786) BROKEN ARROW, OK
B
 09/30/2004 - 10/29/2008 FIRST MIDWEST SECURITIES, INC. (CRD#:21786) BROKEN ARROW, OK
IA
 01/07/2003 - 10/13/2004 QUESTAR CAPITAL CORPORATION (CRD#:43100) BROKEN ARROW, OK
B
 12/05/2002 - 10/13/2004 QUESTAR CAPITAL CORPORATION (CRD#:43100) MINNEAPOLIS, MN
IA
 08/23/2000 - 12/12/2002 FFP ADVISORY SERVICES INC (CRD#:110778) BROKEN ARROW, OK
B
 12/08/1999 - 12/12/2002 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.