• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES ALAN HUNGERFORD
CRD#: 4080246
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2373 HENDERSONVILLE RD
ARDEN, NC 28704
Registration History
20002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2006 - Present (18 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Florida 1/3/2011

IA
North Carolina 5/18/2006

B
North Carolina 10/1/2000

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2373 HENDERSONVILLE RD, ARDEN, NC 28704
301 S MAIN ST, HENDERSONVILLE, NC 28792
Registered with this firm since 5/18/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2373 HENDERSONVILLE RD, ARDEN, NC 28704
301 S MAIN ST, HENDERSONVILLE, NC 28792
Registered with this firm since 10/1/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/22/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.