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Detailed Report
Timothy Obrine Pitts
TIM PITTS
CRD#: 4077977
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3100 INDEPENDANT DRIVE
SUITE 100
BIRMINGHAM, AL 35209
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3100 Independant Drive
Suite 100
Birmingham, AL 35209
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BCONCOURSE FINANCIAL GROUP SECU... (CRD# 15708)1999 - 2025 (25 years)IACONCOURSE FINANCIAL GROUP ADVISORS (CRD# 15708)2000 - 2025 (24 years)
License(s)

State Registrations

B
Alabama 2/20/2025
B
Florida 2/20/2025
IA
Alabama 2/20/2025
B
Georgia 2/20/2025
B
Arkansas 2/20/2025
B
North Carolina 2/20/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3100 INDEPENDANT DRIVE SUITE 100, BIRMINGHAM, AL 35209
Registered with this firm since 2/20/2025
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3100 Independant Drive Suite 100, Birmingham, AL 35209
Registered with this firm since 2/20/2025
Previous Registration(s)
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IA
 07/13/2000 - 02/20/2025 CONCOURSE FINANCIAL GROUP ADVISORS (CRD#:15708) Birmingham, AL
B
 12/17/1999 - 02/20/2025 CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708) Birmingham, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.