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John Joseph Tornes
CRD#: 4077792
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EDWARD JONESCRD#: 250 1300 GRANT AVENUE SUITE 101
NOVATO, CA 94945-3166
NOVATO, CA 94945-3166
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Disclosures
17
Years of Experience
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State Registrations
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Arizona 12/21/2018
B
Nevada 1/3/2011
B
California 4/3/2009
B
New Mexico 7/10/2023
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California 4/3/2009
B
New York 7/2/2024
B
Colorado 7/7/2009
B
Ohio 2/29/2012
B
Georgia 5/16/2022
B
Oregon 7/7/2009
B
Hawaii 12/20/2013
B
Tennessee 12/12/2024
B
Idaho 5/11/2018
B
Texas 4/3/2023
B
Illinois 6/20/2018
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Texas 4/3/2023
B
Missouri 4/13/2020
B
Washington 10/1/2019
B
Montana 1/9/2019
SRO Registrations
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Registered with this firm since 4/3/2009
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Registered with this firm since 2/11/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/19/2001 - 03/26/2001 | NEW YORK, NY | |
B | 01/20/2000 - 02/08/2001 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.