Individual Firm
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MICHAEL JUERGEN BOCK
CRD#: 4077624
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 61 Cleveland Ave
Massapequa, NY 11758
Massapequa, NY 11758
LPL FINANCIAL LLCCRD#: 6413 56 HARRISON ST SUITE 203
NEW ROCHELLE, NY 10801-6559
NEW ROCHELLE, NY 10801-6559
0
Disclosures
21
Years of Experience
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State Registrations
IA
New York 8/27/2024
B
South Carolina 8/3/2024
B
New York 8/28/2024
IA
South Carolina 8/27/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/27/2024
B
Registered with this firm since 7/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2014 - 11/13/2020 | NEW YORK, NY | |
B | 06/23/2014 - 11/13/2020 | NEW YORK, NY | |
IA | 01/14/2011 - 06/18/2014 | NEW YORK, NY | |
B | 01/14/2011 - 06/18/2014 | NEW YORK, NY | |
IA | 01/02/2009 - 01/14/2011 | NEW YORK, NY | |
B | 02/07/2002 - 01/14/2011 | NEWYORK, NY | |
IA | 01/18/2007 - 01/02/2009 | NEWYORK, NY | |
B | 03/08/2000 - 01/31/2002 | NEW YORK, NY |
NEW YORK, NY
06/23/2014 - 11/13/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.