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BRADLEY S WETHINGTON
Bradley Steven Wethington
CRD#: 4077513
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PARK AVENUE SECURITIES LLCCRD#: 46173 9000 KEYSTONE CROSSING
SUITE 300
INDIANAPOLIS, IN 46240
SUITE 300
INDIANAPOLIS, IN 46240
0
Disclosures
12
Years of Experience
View By:
State Registrations
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Florida 11/2/2021
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Illinois 3/7/2023
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Florida 11/18/2021
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Indiana 11/2/2021
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Georgia 2/19/2025
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Indiana 11/17/2021
B
Illinois 3/7/2023
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Tennessee 10/5/2023
SRO Registrations
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Registered with this firm since 11/17/2021
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Registered with this firm since 10/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/08/2000 - 07/08/2009 | GREENWOOD, IN | |
B | 12/23/1999 - 09/08/2000 | ELGIN, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.