Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANA EDWARD NELSON
CRD#: 4075715
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 8191 COLLEGE PKWY
STE 305
FT MYERS, FL 33919
Registration History
20002002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2023 - Present (1 year)BPFS INVESTMENTS INC. (CRD# 10111)2022 - Present (3 years)BPFS INVESTMENTS INC. (CRD# 10111)2010 - 2010 (<1 year)BADP BROKER-DEALER, INC. (CRD# 37693)2003 - 2003 (<1 year)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)2001 - 2003 (1 year)BSCUDDER INVESTOR SERVICES, INC. (CRD# 754)2000 - 2001 (1 year)
Disclosure(s)
View By:
12/7/2023
Judgment / Lien
4/28/2017
Financial
Final
License(s)

State Registrations

B
Florida 7/24/2023
B
Massachusetts 8/25/2023
IA
Florida 9/19/2024
B
New Hampshire 6/21/2022
B
Maine 1/9/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
8191 COLLEGE PKWY STE 305, FT MYERS, FL 33919
Registered with this firm since 9/26/2023
B
PFS INVESTMENTS INC. (CRD#:10111)
8191 COLLEGE PKWY STE 305, FT MYERS, FL 33919
Registered with this firm since 2/19/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/26/2010 - 12/31/2010 PFS INVESTMENTS INC. (CRD#:10111) MANCHESTER, NH
B
 05/30/2003 - 10/29/2003 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
B
 10/19/2001 - 05/30/2003 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
B
 03/26/2000 - 10/19/2001 SCUDDER INVESTOR SERVICES, INC. (CRD#:754) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.