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MICHAEL ALLEN BABCOCK
MIKE A. BABCOCK
CRD#: 4074132
IA
Investment Adviser
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Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 11 Glen Ed Professional Park
Glen Carbon, IL 62034
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 11 Glen Ed Professional Park
Glen Carbon, IL 62034
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - Present (5 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2000 - 2009 (9 years)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)2000 - 2000 (<1 year)IAALTON CAPITAL MANAGEMENT, INC. (CRD# 123674)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Illinois 7/1/2019

B
Indiana 1/3/2022

IA
Illinois 7/1/2019

B
Missouri 1/2/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
11 Glen Ed Professional Park, Glen Carbon, IL 62034
Registered with this firm since 7/1/2019

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
11 Glen Ed Professional Park, Glen Carbon, IL 62034
Registered with this firm since 7/1/2019

Previous Registration(s)
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IA
11/23/2015 - 07/25/2019 B.B. GRAHAM & COMPANY, INC. (CRD#:41533) Glen Carbon, IL
B
11/23/2015 - 07/25/2019 B.B. GRAHAM & COMPANY, INC. (CRD#:41533) Glen Carbon, IL
IA
03/07/2013 - 11/25/2015 ALTON CAPITAL MANAGEMENT, INC. (CRD#:123674) ALTON, IL
B
03/07/2013 - 11/25/2015 ALTON SECURITIES GROUP INC. (CRD#:39639) ALTON, IL
IA
06/07/2010 - 12/06/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) GLEN CARBON, IL
B
02/09/2010 - 12/06/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) GLEN CARBON, IL
IA
12/10/2009 - 02/02/2010 ALTON CAPITAL MANAGEMENT, INC. (CRD#:123674) ALTON, IL
B
09/08/2000 - 11/25/2009 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) GLEN CARBON, IL
B
01/12/2000 - 09/08/2000 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.