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Sean P Kennedy
SEAN P KENNEDY, SEAN PATRICK KENNEDY
CRD#: 4073935
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2021 - 2022 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2009 (8 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (7 years)
License(s)

State Registrations

B
Alabama 1/12/2024

B
Montana 1/12/2024

B
Alaska 5/13/2022

B
Nevada 5/13/2022

B
Arizona 4/6/2022

B
New Hampshire 5/13/2022

B
California 4/6/2022

B
New Jersey 4/6/2022

B
Colorado 4/6/2022

B
New Mexico 10/15/2024

B
Delaware 4/6/2022

B
New York 4/6/2022

B
District of Columbia 4/6/2022

B
North Carolina 4/6/2022

B
Florida 4/6/2022

B
Ohio 4/6/2022

B
Georgia 4/6/2022

B
Oklahoma 1/12/2024

B
Hawaii 5/13/2022

B
Oregon 5/13/2022

B
Illinois 4/5/2022

B
Pennsylvania 4/6/2022

IA
Illinois 5/26/2022

B
South Carolina 5/13/2022

B
Indiana 4/6/2022

B
Tennessee 4/6/2022

B
Iowa 4/6/2022

B
Texas 4/6/2022

B
Kansas 8/16/2023

IA
Texas 5/25/2022

B
Kentucky 4/6/2022

B
Utah 4/6/2022

B
Louisiana 11/21/2024

B
Vermont 2/6/2024

B
Maryland 4/6/2022

B
Virginia 4/6/2022

B
Massachusetts 4/6/2022

B
Washington 4/6/2022

B
Michigan 4/6/2022

B
West Virginia 9/1/2023

B
Minnesota 4/6/2022

B
Wisconsin 4/6/2022

B
Missouri 4/6/2022

B
Wyoming 1/12/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 5/25/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/5/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/22/2021 - 03/09/2022 E*TRADE SECURITIES LLC (CRD#:29106) CHICAGO, IL
IA
06/20/2001 - 02/17/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
07/28/2000 - 02/17/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.