Individual Firm
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SCOTT ALLEN BROWNELL
CRD#: 4073880
IA
B
MORGAN STANLEYCRD#: 149777 322 South David Street
Suite B
CASPER, WY 82601
Suite B
CASPER, WY 82601
0
Disclosures
19
Years of Experience
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State Registrations
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Arizona 4/28/2022
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New York 2/21/2023
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California 5/31/2024
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North Dakota 4/28/2022
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Colorado 4/28/2022
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Oklahoma 4/28/2022
B
Florida 4/28/2022
B
Oregon 4/28/2022
B
Hawaii 4/28/2022
B
South Dakota 4/28/2022
B
Idaho 4/28/2022
B
Texas 4/28/2022
B
Kansas 4/28/2022
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Texas 4/28/2022
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Maryland 9/7/2022
B
Utah 4/28/2022
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Michigan 4/28/2022
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Virgin Islands 9/28/2023
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Montana 4/28/2022
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Washington 4/28/2022
B
Nebraska 4/28/2022
B
Wisconsin 10/23/2024
B
Nevada 2/14/2024
B
Wyoming 4/28/2022
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New Mexico 4/28/2022
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Wyoming 4/28/2022
SRO Registrations
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Registered with this firm since 4/28/2022
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Registered with this firm since 4/28/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2011 - 05/02/2022 | CASPER, WY | |
B | 09/22/2011 - 05/02/2022 | CASPER, WY | |
IA | 01/03/2011 - 09/29/2011 | CASPER, WY | |
B | 01/03/2011 - 09/29/2011 | CASPER, WY | |
IA | 03/27/2006 - 01/03/2011 | CASPER, WY | |
B | 01/13/2006 - 01/03/2011 | CASPER, WY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.