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Detailed Report
HARVEY GRANT ALLISON
CRD#: 4073561
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 2965 COLONNADE DRIVE
SUITE 220
ROANOKE, VA 24018
NYLIFE SECURITIES LLCCRD#: 5167 2965 COLONNADE DRIVE
SUITE 220
ROANOKE, VA 24018
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2004 (2 years)2 FIRMS2004 - Present (20 years)BSOUTHERN FARM BUREAU FUND DIST... (CRD# 10194)2000 - 2001 (1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2002 - 2004 (2 years)
License(s)

State Registrations

B
North Carolina 3/2/2004
IA
Tennessee 4/26/2012
B
South Carolina 5/3/2005
B
Virginia 1/28/2020
B
Tennessee 4/12/2012
B
West Virginia 2/6/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
2965 COLONNADE DRIVE SUITE 220, ROANOKE, VA 24018
Registered with this firm since 6/15/2004
B
NYLIFE SECURITIES LLC (CRD#:5167)
2965 COLONNADE DRIVE SUITE 220, ROANOKE, VA 24018
Registered with this firm since 3/2/2004
Previous Registration(s)
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IA
 02/07/2002 - 02/20/2004 METLIFE SECURITIES INC. (CRD#:14251) CHARLOTTE, NC
B
 06/12/2001 - 02/20/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 06/12/2001 - 02/20/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 01/17/2000 - 06/22/2001 SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC. (CRD#:10194) JACKSON, MS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.