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CHRISTY MCDUFFIE CERRALVO
CHRISTY LYNN CERRALVO, CHRISTY LYNN MCDUFFIE
CRD#: 4073432
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 200 CRESCENT COURT
SUITE 1500
DALLAS, TX 75201
Registration History
2002200420062008201020122014201620182020202220242026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2005 - Present (20 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2001 - Present (23 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 6579)2004 - 2008 (3 years)
License(s)

State Registrations

B
Alabama 3/23/2021

B
Nebraska 3/23/2021

B
Alaska 3/23/2021

B
Nevada 3/23/2021

B
Arizona 3/23/2021

B
New Hampshire 3/23/2021

B
Arkansas 3/23/2021

B
New Jersey 3/23/2021

B
California 3/23/2021

B
New Mexico 3/23/2021

B
Colorado 3/23/2021

B
New York 6/12/2009

B
Connecticut 3/23/2021

B
North Carolina 3/23/2021

B
Delaware 3/23/2021

B
North Dakota 3/23/2021

B
District of Columbia 3/23/2021

B
Ohio 3/24/2021

B
Florida 3/23/2021

B
Oklahoma 3/23/2021

B
Georgia 3/23/2021

B
Oregon 3/23/2021

B
Hawaii 3/23/2021

B
Pennsylvania 3/23/2021

B
Idaho 3/23/2021

B
Puerto Rico 3/23/2021

B
Illinois 3/23/2021

B
Rhode Island 3/23/2021

B
Indiana 3/23/2021

B
South Carolina 3/23/2021

B
Iowa 3/23/2021

B
South Dakota 3/23/2021

B
Kansas 3/23/2021

B
Tennessee 3/23/2021

B
Kentucky 3/23/2021

B
Texas 8/29/2001

B
Louisiana 3/23/2021

IA
Texas 2/18/2005

B
Maine 3/23/2021

B
Utah 3/23/2021

B
Maryland 3/23/2021

B
Vermont 3/23/2021

B
Massachusetts 3/23/2021

B
Virgin Islands 3/23/2021

B
Michigan 3/23/2021

B
Virginia 3/23/2021

B
Minnesota 3/23/2021

B
Washington 3/23/2021

B
Mississippi 3/23/2021

B
West Virginia 3/23/2021

B
Missouri 3/23/2021

B
Wisconsin 3/23/2021

B
Montana 3/23/2021

B
Wyoming 3/23/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
200 CRESCENT COURT SUITE 1500, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 2/18/2005

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
200 CRESCENT COURT SUITE 1500, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 6/19/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/29/2004 - 02/29/2008 RBC CAPITAL MARKETS CORPORATION (CRD#:6579) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.