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Detailed Report
ETHAN DAVID LINDBLOOM
CRD#: 4072349
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 6241 River Road
Richmond, VA 23229
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2012 (7 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 12/17/2018
B
New Jersey 10/12/2012
B
Arizona 5/24/2021
B
New Mexico 10/26/2023
B
California 10/12/2012
B
New York 10/12/2012
IA
California 11/7/2012
B
North Carolina 10/12/2012
B
Colorado 6/30/2014
IA
North Carolina 11/6/2012
B
District of Columbia 10/12/2012
B
Ohio 10/12/2012
IA
District of Columbia 12/10/2012
B
Oregon 8/23/2017
B
Florida 10/12/2012
B
Pennsylvania 10/12/2012
B
Georgia 5/26/2017
B
South Carolina 10/12/2012
B
Hawaii 8/4/2015
B
Texas 10/12/2012
B
Idaho 10/12/2012
IA
Texas 1/10/2013
B
Illinois 10/12/2012
B
Vermont 9/3/2015
B
Indiana 10/12/2012
B
Virginia 10/12/2012
B
Kentucky 10/12/2012
IA
Virginia 10/12/2012
B
Maryland 10/12/2012
B
Washington 5/22/2014
B
Massachusetts 10/12/2012
B
Wisconsin 3/8/2017
B
Michigan 10/12/2012

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
6241 River Road, Richmond, VA 23229
Registered with this firm since 10/12/2012
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
6241 River Road, Richmond, VA 23229
Registered with this firm since 10/12/2012
Previous Registration(s)
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IA
 09/23/2005 - 11/08/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) RICHMOND, VA
B
 09/23/2005 - 11/08/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) RICHMOND, VA
IA
 05/31/2005 - 09/27/2005 LEGG MASON WOOD WALKER INC (CRD#:6555) RICHMOND, VA
B
 04/13/2005 - 09/27/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.