Individual Firm
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MARY MILLER FAZIO
MARY T MILLER
CRD#: 4072343
IA
B
MORGAN STANLEYCRD#: 149777 5 Concourse Parkway
Suite 2000
Atlanta, GA 30328
Suite 2000
Atlanta, GA 30328
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 5/23/2024
B
New Hampshire 7/19/2024
B
Arkansas 7/19/2024
B
New Jersey 5/23/2024
B
California 5/23/2024
B
New York 5/23/2024
B
Colorado 7/19/2024
B
North Carolina 5/23/2024
B
Connecticut 5/23/2024
B
North Dakota 8/6/2024
B
District of Columbia 7/19/2024
B
Oklahoma 7/19/2024
B
Florida 5/23/2024
B
Oregon 7/19/2024
B
Georgia 5/23/2024
B
Pennsylvania 5/23/2024
IA
Georgia 5/28/2024
B
South Carolina 5/23/2024
B
Illinois 7/19/2024
B
Tennessee 5/23/2024
B
Maine 7/19/2024
B
Texas 5/23/2024
B
Massachusetts 5/23/2024
IA
Texas 5/23/2024
B
Michigan 7/19/2024
B
Virginia 5/23/2024
B
Mississippi 8/22/2024
B
Washington 7/19/2024
B
Nevada 2/14/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/23/2024
B
Registered with this firm since 5/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/26/2021 - 05/24/2024 | ALPHARETTA, GA | |
B | 04/27/2021 - 05/24/2024 | ALPHARETTA, GA | |
B | 07/13/2018 - 10/13/2020 | New York, NY | |
B | 01/14/2008 - 05/11/2018 | NEW YORK, NY | |
B | 03/31/2004 - 01/14/2008 | NEW YORK, NY | |
B | 05/01/2001 - 03/31/2004 | NEW YORK, NY | |
B | 06/09/2000 - 05/01/2001 | NEW YORK, NY | |
B | 01/28/2000 - 07/13/2000 | NEW YORK, NY |
ALPHARETTA, GA
05/26/2021 - 05/24/2024
ALPHARETTA, GA
04/27/2021 - 05/24/2024
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.