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TRAVIS JOHN MAYBERRY
CRD#: 4072168
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 4845 Pearl East Circle
Offices 4, 20, 21 and 23
Boulder, CO 80301
Offices 4, 20, 21 and 23
Boulder, CO 80301
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 11/16/2022
B
Missouri 10/3/2024
B
Colorado 11/16/2022
B
New Jersey 6/18/2024
IA
Colorado 11/16/2022
B
New Mexico 11/16/2022
B
Hawaii 9/11/2024
B
Texas 11/28/2022
B
Maine 5/9/2023
B
Wyoming 11/16/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/16/2022
B
Registered with this firm since 11/16/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 09/08/2022 | BOSTON, MA | |
B | 04/17/2015 - 09/07/2022 | GREENWOOD VILLAGE, CO | |
IA | 04/24/2015 - 07/13/2018 | GREENWOOD VILLAGE, CO | |
IA | 10/29/2012 - 03/02/2015 | GREENWOOD VILLAGE, CO | |
B | 10/29/2012 - 03/02/2015 | GREENWOOD VILLAGE, CO | |
IA | 05/31/2006 - 10/23/2012 | DENVER, CO | |
B | 05/31/2006 - 10/23/2012 | DENVER, CO | |
IA | 07/20/2001 - 04/26/2006 | LITTLETON, CO | |
B | 08/01/2000 - 04/26/2006 | LITTLETON, CO |
LITTLETON, CO
08/01/2000 - 04/26/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.