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Carolyn Rebecca Wyatt
CRD#: 4071929
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2001 E. Financial Way
Suite 104
Glendora, CA 91741
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BCROWELL, WEEDON & CO. (CRD# 193)2000 - 2013 (13 years)IACHALICE WEALTH ADVISORS (CRD# 288792)2018 - 2018 (<1 year)IACROWELL, WEEDON & CO. (CRD# 193)2002 - 2013 (11 years)
Disclosure(s)
View By:
10/21/2024
Customer Dispute
Settled
License(s)

State Registrations

B
California 6/21/2022

B
New Hampshire 12/26/2023

IA
California 6/21/2022

B
South Dakota 6/21/2022

B
Hawaii 6/21/2022

B
Utah 6/21/2022

B
Louisiana 6/21/2022

IA
Utah 6/21/2022

IA
Louisiana 6/21/2022

B
Washington 3/26/2024

B
Maryland 12/22/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2001 E. Financial Way Suite 104, Glendora, CA 91741
Registered with this firm since 6/21/2022

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2001 E. Financial Way Suite 104, Glendora, CA 91741
Registered with this firm since 6/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2018 - 07/07/2022 M STEVENS WEALTH ADVISORS, LLC (CRD#:291482) NEWPORT BEACH, CA
B
07/25/2018 - 07/07/2022 KINGSWOOD CAPITAL PARTNERS, LLC (CRD#:288898) Newport Beach, CA
IA
07/30/2018 - 09/18/2018 CHALICE WEALTH ADVISORS (CRD#:288792) Costa Mesa, CA
IA
10/10/2014 - 07/26/2018 WADDELL & REED (CRD#:866) SHERMAN OAKS, CA
B
10/10/2014 - 07/26/2018 WADDELL & REED (CRD#:866) SHERMAN OAKS, CA
IA
11/25/2013 - 10/13/2014 D.A. DAVIDSON & CO. (CRD#:199) NEWPORT BEACH, CA
B
11/25/2013 - 10/13/2014 D.A. DAVIDSON & CO. (CRD#:199) NEWPORT BEACH, CA
IA
11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) NEWPORT BEACH, CA
B
11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) NEWPORT BEACH, CA
IA
01/04/2002 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) NEWPORT BEACH, CA
B
09/26/2000 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) NEWPORT BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.