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Detailed Report
VIOLETA MENDEZ
CRD#: 4070677
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 8700 BEVERLY BLVD SUITE 1631A
LOS ANGELES, CA 90048
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2000 - 2016 (15 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)2000 - 2001 (1 year)BWMA SECURITIES, INC. (CRD# 32625)2000 - 2000 (<1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - 2016 (12 years)
License(s)

State Registrations

B
California 5/11/2016
IA
California 5/12/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
8700 BEVERLY BLVD SUITE 1631A, LOS ANGELES, CA 90048
6500 Wilshire Blvd Suite 1916, Los Angeles, CA 90048
Registered with this firm since 5/12/2016
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
8700 BEVERLY BLVD SUITE 1631A, LOS ANGELES, CA 90048
6500 Wilshire Blvd Suite 1916, Los Angeles, CA 90048
Registered with this firm since 5/11/2016
Previous Registration(s)
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IA
 12/16/2003 - 05/12/2016 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GLENDALE, CA
B
 06/23/2000 - 05/12/2016 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GLENDALE, CA
B
 06/23/2000 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
 01/19/2000 - 03/21/2000 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.