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ALAN MATTHEW HAWKINS
CRD#: 4070628
IA
Investment Adviser
B
Broker
INTRUA FINANCIALCRD#: 281554 3737 BUFFALO SPEEDWAY
SUITE 400
HOUSTON, TX 77098
LPL FINANCIAL LLCCRD#: 6413 3737 BUFFALO SPEEDWAY STE 400
HOUSTON, TX 77098
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2001 (1 year)IAINTRUA FINANCIAL (CRD# 281554)2015 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (14 years)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)2004 - 2011 (7 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2001 - 2004 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2011 - 2016 (5 years)IAGENWORTH FINANCIAL ADVISERS CO... (CRD# 105644)2003 - 2011 (8 years)
License(s)

State Registrations

B
Arizona 6/30/2021

IA
North Carolina 5/22/2018

B
California 6/7/2011

B
Texas 1/31/2011

IA
California 10/28/2015

IA
Texas 10/28/2015

B
Kentucky 2/24/2020

B
Wisconsin 1/31/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTRUA FINANCIAL (CRD#:281554)
3737 BUFFALO SPEEDWAY SUITE 400, HOUSTON, TX 77098
Registered with this firm since 10/28/2015

B
LPL FINANCIAL LLC (CRD#:6413)
3737 BUFFALO SPEEDWAY STE 400, HOUSTON, TX 77098
Registered with this firm since 1/31/2011

Previous Registration(s)
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IA
01/31/2011 - 12/23/2016 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
IA
02/03/2003 - 02/14/2011 GENWORTH FINANCIAL ADVISERS CORPORATION (CRD#:105644) HOUSTON, TX
B
01/01/2004 - 02/14/2011 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) HOUSTON, TX
B
09/07/2001 - 01/01/2004 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
12/07/1999 - 08/28/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
12/07/1999 - 08/28/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.