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MIKE ANGELOPOULOS
MIKE NMI ANGELOPOULOS, MIKE N/A ANGELPOULOS, MIKE NMI ANGELPOULOS
CRD#: 4070101
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 200 SOUTH WACKER STREET
STE 2500
CHICAGO, IL 60606
B. RILEY WEALTH MANAGEMENTCRD#: 2543 200 South Wacker Drive
Suite 700
Chicago, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2016 (<1 year)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2016 - Present (8 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2022 - Present (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2016 - 2022 (6 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2012 - 2015 (3 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2007 - 2012 (5 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2006 - 2007 (<1 year)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2001 - 2006 (5 years)BAUERBACH, POLLAK & RICHARDSON INC. (CRD# 29824)2000 - 2001 (<1 year)BAMERICAN FRONTEER FINANCIAL CO... (CRD# 1398)2000 - 2000 (<1 year)
Disclosure(s)
View By:
3/1/2016
Employment Separation After Allegations
2/15/2007
Employment Separation After Allegations
10/13/2006
Employment Separation After Allegations
6/23/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/22/2022

B
Missouri 7/22/2022

B
California 2/8/2024

B
New Jersey 7/22/2022

B
Connecticut 7/22/2022

B
New York 7/22/2022

B
Georgia 7/22/2022

B
Oklahoma 7/22/2022

IA
Illinois 3/15/2016

IA
Texas 10/21/2021

B
Illinois 7/22/2022

B
Texas 7/22/2022

B
Maryland 7/22/2022

B
Wisconsin 7/22/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
200 SOUTH WACKER STREET STE 2500, CHICAGO, IL 60606
Registered with this firm since 3/15/2016

B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
200 South Wacker Drive Suite 700, Chicago, IL 60606
Registered with this firm since 7/22/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/07/2016 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) CHICAGO, IL
IA
07/13/2015 - 04/07/2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICAGO, IL
B
07/07/2015 - 04/07/2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICAGO, IL
B
03/16/2012 - 07/07/2015 STERNE, AGEE & LEACH, INC. (CRD#:791) CHICAGO, IL
B
03/02/2007 - 03/19/2012 NATIONAL SECURITIES CORPORATION (CRD#:7569) CHICAGO, IL
B
11/01/2006 - 03/15/2007 WUNDERLICH SECURITIES, INC. (CRD#:2543) CHICAGO, IL
B
03/08/2001 - 10/17/2006 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICAGO, IL
B
12/19/2000 - 03/08/2001 AUERBACH, POLLAK & RICHARDSON INC. (CRD#:29824) STAMFORD, CT
B
02/03/2000 - 12/19/2000 AMERICAN FRONTEER FINANCIAL CORPORATION (CRD#:1398) DENVER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.