• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES BRIAN ELLIOTT
CRD#: 4069269
IA
Investment Adviser
B
Broker
FINANCIAL MANAGEMENT STRATEGIES, INC.CRD#: 120818 9200 SOUTH HILLS BLVD.
SUITE 310
BROADVIEW HTS., OH 44147
CETERA ADVISOR NETWORKS LLCCRD#: 13572 9200 SOUTH HILLS BLVD STE 310
BROADVIEW HEIGHTS, OH 44147
Registration History
20002002200420062008201020122014201620182020202220242026BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)IAFINANCIAL MANAGEMENT STRATEGIE... (CRD# 120818)2012 - Present (13 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2002 - 2013 (11 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2000 - 2001 (1 year)
License(s)

State Registrations

B
Florida 8/27/2024

IA
Ohio 1/3/2012

B
Indiana 8/27/2024

B
Ohio 1/2/2014

B
Mississippi 8/27/2024

B
Texas 10/30/2024

B
New York 8/27/2024

IA
Texas 10/31/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
9200 SOUTH HILLS BLVD STE 310, BROADVIEW HEIGHTS, OH 44147
MEDINA, OH
Registered with this firm since 9/3/2013

IA
FINANCIAL MANAGEMENT STRATEGIES, INC. (CRD#:120818)
9200 SOUTH HILLS BLVD. SUITE 310, BROADVIEW HTS., OH 44147
Registered with this firm since 1/3/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/22/2002 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) VALLEY VIEW, OH
B
02/07/2000 - 12/07/2001 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.