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Detailed Report
ELIZABETH YEFIMOV MINARD
LIZ MINARD, ELIZABETH YEFIMOV
CRD#: 4066967
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1150 W WASHINGTON ST
TEMPE, AZ 85281
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2009 (4 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2004 (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2003 (3 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2009 (4 years)
License(s)

State Registrations

B
Arizona 8/14/2009
IA
Colorado 8/17/2009
IA
Arizona 1/7/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1150 W WASHINGTON ST, TEMPE, AZ 85281
Registered with this firm since 8/17/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1150 W WASHINGTON ST, TEMPE, AZ 85281
Registered with this firm since 8/14/2009
Previous Registration(s)
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IA
 01/06/2005 - 08/26/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHOENIX, AZ
B
 12/17/2004 - 08/26/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEDONA, AZ
B
 11/06/2003 - 12/16/2004 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 12/07/1999 - 10/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.