Individual Firm
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SCOTT ANDREW CONROY
CRD#: 4065534
IA
B
CWM, LLCCRD#: 155344 14600 BRANCH ST.
OMAHA, NE 68154
OMAHA, NE 68154
CETERA ADVISOR NETWORKS LLCCRD#: 13572 14600 BRANCH STREET
OMAHA, NE 68154
OMAHA, NE 68154
0
Disclosures
23
Years of Experience
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State Registrations
B
California 5/16/2017
B
Nebraska 5/16/2017
IA
Nebraska 4/14/2017
SRO Registrations
B
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B
Registered with this firm since 5/16/2017
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/22/2012 - 03/30/2017 | SAN DIEGO, CA | |
B | 03/22/2012 - 03/30/2017 | SAN DIEGO, CA | |
IA | 05/09/2007 - 05/20/2011 | SAN DIEGO, CA | |
B | 03/26/2001 - 05/20/2011 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.