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DEREK TADAO SEO
CRD#: 4065465
IA
Investment Adviser
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Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4600 DUCKHORN DR
SACRAMENTO, CA 95834-2591
Registration History
20002002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2000 - Present (25 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1999 - Present (25 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1999 - 2006 (6 years)
License(s)

State Registrations

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Arizona 11/11/2021

B
Nevada 12/7/2021

B
California 12/23/1999

B
New Jersey 3/26/2015

IA
California 2/22/2000

B
Ohio 9/11/2012

B
Florida 5/31/2023

B
Oregon 10/13/2020

B
Idaho 7/22/2022

B
Tennessee 10/17/2022

B
Missouri 10/20/2022

B
Utah 10/11/2005

B
Montana 8/4/2015

B
Washington 7/13/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4600 DUCKHORN DR, SACRAMENTO, CA 95834-2591
1 Almaden Blvd Ste 810, San Jose, CA 95113-2215
Registered with this firm since 2/22/2000

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4600 DUCKHORN DR, SACRAMENTO, CA 95834-2591
1 Almaden Blvd Ste 810, San Jose, CA 95113-2215
Registered with this firm since 12/7/1999

Previous Registration(s)
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12/07/1999 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.