• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JONATHAN WAYNE HILTZ
CRD#: 4065265
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 75 Leighton Road
Bldg 3
Falmouth, ME 04105
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)2 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BAXA ADVISORS, LLC (CRD# 6627)2005 - 2007 (2 years)BMONY SECURITIES CORPORATION (CRD# 4386)2003 - 2005 (1 year)IABAYSTATE WEALTH MANAGEMENT (CRD# 151664)2011 - 2018 (6 years)IAAXA ADVISORS, LLC (CRD# 6627)2006 - 2007 (1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2002 - 2003 (1 year)
Disclosure(s)
View By:
11/1/1998
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 3/25/2017

B
New Hampshire 10/19/2020

B
California 11/10/2022

B
New Jersey 3/25/2017

B
Connecticut 1/11/2023

B
New York 8/8/2024

B
Florida 3/25/2017

B
North Carolina 1/3/2020

B
Hawaii 11/1/2024

B
Ohio 11/10/2022

B
Illinois 11/23/2022

B
Oregon 10/24/2024

B
Indiana 4/28/2023

B
Pennsylvania 11/14/2022

B
Maine 3/25/2017

B
South Carolina 11/15/2022

IA
Maine 3/25/2017

B
Tennessee 1/18/2024

B
Maryland 9/14/2020

B
Texas 11/14/2022

B
Massachusetts 5/30/2019

IA
Texas 11/14/2022

B
Michigan 8/3/2018

B
Vermont 11/10/2022

B
Minnesota 11/10/2022

B
Virginia 3/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
75 Leighton Road Bldg 3, Falmouth, ME 04105
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
75 Leighton Road Bldg 3, Falmouth, ME 04105
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/05/2011 - 02/01/2018 BAYSTATE WEALTH MANAGEMENT (CRD#:151664) OVERLAND PARK,, KS
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FALMOUTH, ME
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FALMOUTH, ME
IA
10/01/2007 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) FALMOUTH, ME
B
07/27/2007 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) FALMOUTH, ME
IA
01/05/2006 - 08/03/2007 AXA ADVISORS, LLC (CRD#:6627) YARMOUTH, ME
B
06/01/2005 - 08/03/2007 AXA ADVISORS, LLC (CRD#:6627) YARMOUTH, ME
B
12/02/2003 - 06/01/2005 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
IA
11/01/2002 - 12/01/2003 METLIFE SECURITIES INC. (CRD#:14251) LEWISTON, ME
B
02/24/2000 - 12/01/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
02/24/2000 - 12/01/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.