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Detailed Report
HAL LOUIS RUBIN
HAL RUBIN, HARRY LOUIS RUBIN
CRD#: 406516
IA
Investment Adviser
F L PUTNAM INVESTMENT MANAGEMENT CO.CRD#: 106223 6 KIMBALL LANE
LYNNFIELD, MA 01940
Registration History
1995200020052010201520202025IAF L PUTNAM INVESTMENT MANAGEME... (CRD# 106223)2022 - Present (2 years)IASALEM CAPITAL MANAGEMENT INC (CRD# 108622)1994 - 2022 (28 years)
License(s)

State Registrations

IA
Massachusetts 11/28/2022
Current Registration(s)
IA
F L PUTNAM INVESTMENT MANAGEMENT CO. (CRD#:106223)
6 KIMBALL LANE, LYNNFIELD, MA 01940
Registered with this firm since 11/28/2022
Previous Registration(s)
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IA
 04/14/1994 - 12/22/2022 SALEM CAPITAL MANAGEMENT INC (CRD#:108622) WOBURN, MA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.