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Detailed Report
MEISHA DYANE GRIFFITH
MEISHA DYANE BUNN
CRD#: 4062963
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 242 S DE LACEY AVE
PASADENA, CA 91105-2006
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2017 (10 years)2 FIRMS2017 - Present (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2007 (3 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2003 (3 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (3 years)
License(s)

State Registrations

B
Arizona 1/29/2021
B
Massachusetts 4/11/2023
B
California 10/25/2017
B
New Mexico 4/28/2023
IA
California 10/25/2017
B
Tennessee 8/15/2022
B
Colorado 10/4/2024
B
Texas 10/25/2017
B
Florida 9/23/2024
IA
Texas 10/25/2017
B
Kentucky 1/4/2022
B
Washington 5/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
242 S DE LACEY AVE, PASADENA, CA 91105-2006
Los Angeles, CA
Registered with this firm since 10/25/2017
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
242 S DE LACEY AVE, PASADENA, CA 91105-2006
Los Angeles, CA
Registered with this firm since 10/25/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/29/2007 - 11/21/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Los Angeles, CA
B
 05/29/2007 - 11/21/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Los Angeles, CA
IA
 04/29/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LOS ANGELES, CA
B
 11/03/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LOS ANGELES, CA
B
 12/07/1999 - 11/10/2003 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.