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Detailed Report
STEPHEN ARTHUR HORD
STEVE HORD
CRD#: 4061742
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6230 Old Dobbin Lane
Suite 100
Columbia, MD 21045
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2004 - 2006 (1 year)
Disclosure(s)
View By:
6/11/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/4/2022
B
Missouri 11/3/2016
B
Alaska 5/22/2013
B
Nevada 6/1/2009
B
Arizona 11/30/2011
B
New Hampshire 7/11/2014
B
Arkansas 7/20/2023
B
New Jersey 1/4/2011
B
California 6/1/2009
B
New Mexico 11/3/2016
B
Colorado 11/6/2009
B
New York 6/1/2009
B
Connecticut 3/16/2010
B
North Carolina 1/4/2011
B
Delaware 6/1/2009
B
Ohio 1/4/2011
B
District of Columbia 6/1/2009
B
Oklahoma 11/30/2011
B
Florida 6/1/2009
B
Oregon 3/27/2014
B
Georgia 1/4/2011
B
Pennsylvania 6/1/2009
B
Hawaii 11/3/2016
B
Puerto Rico 5/2/2018
B
Idaho 11/3/2016
B
Rhode Island 1/20/2023
B
Illinois 1/4/2011
B
South Carolina 6/1/2009
B
Indiana 1/4/2011
B
Tennessee 6/25/2015
B
Iowa 7/6/2009
B
Texas 6/1/2009
B
Kansas 11/30/2011
IA
Texas 1/7/2011
B
Kentucky 1/4/2011
B
Utah 8/5/2022
B
Louisiana 1/4/2011
B
Virginia 6/1/2009
B
Maine 1/4/2011
B
Washington 1/4/2011
B
Maryland 6/1/2009
B
West Virginia 6/1/2009
IA
Maryland 6/1/2009
B
Wisconsin 6/1/2009
B
Massachusetts 11/30/2011
B
Wyoming 11/3/2016
B
Michigan 1/4/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6230 Old Dobbin Lane Suite 100, Columbia, MD 21045
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
6230 Old Dobbin Lane Suite 100, Columbia, MD 21045
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLUMBIA, MD
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLUMBIA, MD
B
 04/26/2004 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.