Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KATHRYN VLEREBOME KITTREDGE
CRD#: 4061392
IA
Investment Adviser
B
Broker
STIFEL INDEPENDENT ADVISORS, LLCCRD#: 28218 109 E MAIN ST
SUITE 323
LANCASTER, OH 43130
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BADVEST, INC. (CRD# 10)2000 - 2006 (6 years)IAADVEST, INC. (CRD# 10)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Colorado 10/7/2019
B
New York 9/23/2015
B
Florida 5/31/2018
B
North Carolina 7/26/2013
B
Georgia 6/28/2022
B
Ohio 10/1/2009
B
Illinois 10/1/2009
IA
Ohio 10/1/2009
B
Indiana 10/25/2017
B
Oregon 10/1/2009
B
Kentucky 1/2/2020
B
South Carolina 1/2/2020
B
Massachusetts 10/26/2015
B
Tennessee 2/28/2025
B
Michigan 10/1/2009
IA
Texas 10/18/2017
B
Missouri 1/3/2011
B
Virginia 7/3/2023
B
New Mexico 12/4/2023
B
Washington 6/27/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL INDEPENDENT ADVISORS, LLC (CRD#:28218)
109 E MAIN ST SUITE 323, LANCASTER, OH 43130
Registered with this firm since 10/1/2009
B
STIFEL INDEPENDENT ADVISORS, LLC (CRD#:28218)
109 E MAIN ST SUITE 323, LANCASTER, OH 43130
Registered with this firm since 10/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/13/2006 - 10/06/2009 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) LANCASTER, OH
B
 02/10/2006 - 10/06/2009 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) LANCASTER, OH
IA
 08/19/2005 - 02/14/2006 ADVEST, INC. (CRD#:10) LANCASTER, OH
B
 01/02/2000 - 02/14/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.