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JOEL D AYERS
JODY DERMONT AYERS, Joel Dermont Ayers
CRD#: 4059099
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2150 Country Club Rd Ste 300
Winston Salem, NC 27104
Winston Salem, NC 27104
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 6/11/2019
B
North Carolina 12/19/2018
B
Arizona 1/6/2024
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North Carolina 12/19/2018
B
Arkansas 6/11/2019
B
South Carolina 6/11/2019
B
California 8/10/2021
B
Texas 1/26/2022
B
Colorado 8/10/2021
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Texas 1/27/2022
B
Florida 5/2/2019
B
Utah 1/6/2024
B
Georgia 8/10/2021
B
Virginia 12/19/2018
B
Maine 11/5/2024
B
West Virginia 1/12/2024
B
New York 3/10/2023
SRO Registrations
B
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Registered with this firm since 12/19/2018
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Registered with this firm since 12/19/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 12/20/2018 | KERNERSVILLE, NC | |
B | 01/02/2018 - 12/20/2018 | KERNERSVILLE, NC | |
IA | 01/16/2013 - 01/02/2018 | WINSTON-SALEM, NC | |
B | 01/15/2013 - 01/02/2018 | WINSTON-SALEM, NC | |
IA | 01/02/2013 - 01/15/2013 | LEXINGTON, NC | |
B | 05/09/2011 - 01/15/2013 | LEXINGTON, NC | |
B | 03/07/2008 - 05/24/2011 | WINSTON SALEM, NC | |
B | 09/11/2007 - 03/10/2008 | KING, NC | |
B | 12/16/2005 - 03/30/2007 | HIGH POINT, NC | |
B | 05/01/2003 - 12/16/2005 | CHARLOTTE, NC | |
B | 01/02/2000 - 04/23/2003 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.