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SCOTT DAVID MARTIN
CRD#: 4057057
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2661 RIVA RD STE 1020
ANNAPOLIS, MD 21401
ANNAPOLIS, MD 21401
0
Disclosures
25
Years of Experience
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State Registrations
B
Arizona 6/5/2017
B
Montana 3/14/2024
B
California 1/1/2008
B
New Jersey 1/1/2008
B
Colorado 9/14/2023
B
New York 1/1/2008
B
Delaware 1/1/2008
B
North Carolina 1/1/2008
B
District of Columbia 1/1/2008
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Oklahoma 1/2/2018
B
Florida 1/1/2008
B
Oregon 12/12/2024
B
Georgia 11/28/2011
B
Pennsylvania 1/1/2008
B
Kansas 6/24/2021
B
South Carolina 1/1/2008
B
Maine 1/1/2008
B
Texas 1/1/2008
B
Maryland 1/1/2008
B
Virginia 1/1/2008
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Maryland 1/1/2008
B
West Virginia 1/1/2008
B
Massachusetts 1/1/2008
B
Wisconsin 9/30/2020
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 1/1/2008
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Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/07/2000 - 01/03/2008 | ANNAPOLIS, MD | |
IA | 10/04/2000 - 01/01/2008 | ANNAPOLIS, MD | |
B | 11/19/1999 - 07/13/2000 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.