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JOHN ROBERT MASOTTI
CRD#: 4056447
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 50 CARDINAL DRIVE
SUITE 101
WESTFIELD, NJ 07090
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (7 years)BUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2001 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2009 (3 years)
License(s)

State Registrations

B
Arizona 5/11/2023

B
New Jersey 5/11/2023

B
California 5/11/2023

IA
New Jersey 5/12/2023

B
Colorado 11/30/2023

B
New York 5/11/2023

B
Connecticut 5/11/2023

B
North Carolina 5/11/2023

B
Florida 5/11/2023

B
Pennsylvania 5/11/2023

B
Georgia 5/11/2023

B
Rhode Island 5/11/2023

B
Illinois 5/15/2024

B
South Carolina 5/11/2023

B
Maine 5/11/2023

B
Texas 5/11/2023

B
Maryland 9/20/2023

IA
Texas 5/11/2023

B
Michigan 5/11/2023

B
Wisconsin 5/11/2023

B
Montana 5/11/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
50 CARDINAL DRIVE SUITE 101, WESTFIELD, NJ 07090
Registered with this firm since 5/11/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
50 CARDINAL DRIVE SUITE 101, WESTFIELD, NJ 07090
Registered with this firm since 5/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/26/2014 - 05/11/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUMMIT, NJ
B
09/26/2014 - 05/11/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUMMIT, NJ
IA
06/01/2009 - 10/13/2014 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
06/01/2009 - 10/13/2014 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
IA
01/16/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
01/16/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
IA
01/05/2006 - 01/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/22/2001 - 01/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
06/13/2000 - 03/21/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.