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Detailed Report
STEVEN PATRICK FORD
CRD#: 4055586
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Investment Adviser
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Previous Broker
ALPHA CUBED INVESTMENTS, LLCCRD#: 159347 1124 BRISTOL ST.
COSTA MESA, CA 92626
Registration History
20022004200620082010201220142016201820202022202420264 FIRMS2009 - 2009 (<1 year)3 FIRMS2010 - 2014 (4 years)2 FIRMS2015 - 2015 (<1 year)IAALPHA CUBED INVESTMENTS, LLC (CRD# 159347)2015 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2008 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2008 (4 years)
Disclosure(s)
View By:
6/12/2015
Financial
Final
6/11/2015
Financial
Final
License(s)

State Registrations

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California 11/9/2015
Current Registration(s)
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ALPHA CUBED INVESTMENTS, LLC (CRD#:159347)
1124 BRISTOL ST., COSTA MESA, CA 92626
Registered with this firm since 11/9/2015
Previous Registration(s)
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 08/21/2015 - 10/01/2015 PROTECTED INVESTORS OF AMERICA (CRD#:6082) SAN MATEO, CA
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 08/21/2015 - 10/01/2015 PROTECTED INVESTORS OF AMERICA (CRD#:6082) SAN FRANCISCO, CA
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 09/17/2010 - 12/03/2014 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) SAN MATEO, CA
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 09/17/2010 - 12/03/2014 TD AMERITRADE, INC. (CRD#:7870) SAN MATEO, CA
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 09/17/2010 - 12/03/2014 TD AMERITRADE, INC. (CRD#:7870) SAN MATEO, CA
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 08/12/2009 - 12/31/2009 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) DANVILLE, CA
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 08/11/2009 - 12/31/2009 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) DANVILLE, CA
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 06/30/2009 - 08/14/2009 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) DANVILLE, CA
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 06/10/2009 - 08/14/2009 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) DANVILLE, CA
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 01/08/2004 - 12/16/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BERKELEY, CA
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 08/07/2002 - 12/16/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BERKELEY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.