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Detailed Report
KENNETH ANTON
KENNETH THOMAS ANTON
CRD#: 4055020
IA
Investment Adviser
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Previous Broker
CWM, LLCCRD#: 155344 3006 Bee Caves RD, Suite A-20
AUSTIN, TX 78746
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2023 (8 years)IACWM, LLC (CRD# 155344)2023 - Present (1 year)BTITLEIST ASSET MANAGEMENT, LTD. (CRD# 126136)2012 - 2013 (1 year)BBNP PARIBAS SECURITIES CORP. (CRD# 15794)2000 - 2012 (12 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1999 - 2000 (<1 year)
License(s)

State Registrations

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Texas 8/16/2023
Current Registration(s)
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CWM, LLC (CRD#:155344)
3006 Bee Caves RD, Suite A-20, AUSTIN, TX 78746
Registered with this firm since 8/16/2023
Previous Registration(s)
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 05/15/2015 - 08/16/2023 SPC (CRD#:110692) Austin, TX
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 05/15/2015 - 08/16/2023 SIGMA FINANCIAL CORPORATION (CRD#:14303) Austin, TX
IA
 12/12/2013 - 06/12/2015 OPPENHEIMER & CO. INC. (CRD#:249) AUSTIN, TX
B
 10/22/2013 - 06/12/2015 OPPENHEIMER & CO. INC. (CRD#:249) AUSTIN, TX
B
 07/16/2012 - 10/19/2013 TITLEIST ASSET MANAGEMENT, LTD. (CRD#:126136) SAN ANTONIO, TX
B
 06/29/2000 - 06/06/2012 BNP PARIBAS SECURITIES CORP. (CRD#:15794) NEW YORK, NY
B
 12/16/1999 - 07/27/2000 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.