Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Robyn Ellen DeSoto
ROBYN ELLEN DE SOTO, ROBYN ELLEN DESOTO, Robyn Ellen McDonald
CRD#: 4053601
IA
B
MORGAN STANLEYCRD#: 149777 1333 North California Boulevard
Suite 133
Walnut Creek, CA 94596
Suite 133
Walnut Creek, CA 94596
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 3/4/2019
B
Missouri 3/4/2019
B
Arizona 3/4/2019
B
Montana 3/4/2019
B
Arkansas 6/11/2020
B
Nevada 3/4/2019
B
California 1/18/2019
B
New Jersey 3/4/2019
IA
California 1/18/2019
B
New Mexico 3/4/2019
B
Colorado 3/4/2019
B
New York 3/4/2019
B
Connecticut 10/3/2019
B
North Carolina 3/4/2019
B
Delaware 3/4/2019
B
Ohio 3/4/2019
B
District of Columbia 2/21/2024
B
Oklahoma 3/4/2019
B
Florida 10/3/2019
B
Oregon 10/3/2019
B
Georgia 8/27/2020
B
Pennsylvania 10/3/2019
B
Hawaii 3/4/2019
B
South Carolina 3/27/2020
B
Idaho 3/4/2019
B
South Dakota 12/21/2020
B
Illinois 10/3/2019
B
Tennessee 3/4/2019
B
Indiana 6/11/2020
B
Texas 3/4/2019
B
Iowa 3/14/2023
IA
Texas 2/24/2020
B
Kansas 7/12/2021
B
Utah 10/2/2019
B
Kentucky 12/21/2020
B
Vermont 3/4/2019
B
Louisiana 10/14/2022
B
Virginia 3/4/2019
B
Maryland 9/12/2023
B
Washington 3/4/2019
B
Massachusetts 3/4/2019
B
Wisconsin 11/29/2023
B
Michigan 3/4/2019
B
Wyoming 8/2/2021
B
Minnesota 2/17/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/18/2019
B
Registered with this firm since 8/27/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 04/23/2013 | WALNUT CREEK, CA | |
B | 06/01/2009 - 04/23/2013 | WALNUT CREEK, CA | |
IA | 04/02/2007 - 06/01/2009 | WALNUT CREEK, CA | |
B | 04/02/2007 - 06/01/2009 | WALNUT CREEK, CA | |
IA | 05/04/2006 - 04/02/2007 | WALNUT CREEK, CA | |
B | 02/06/2006 - 04/02/2007 | WALNUT CREEK, CA | |
B | 03/14/2000 - 11/01/2005 | WALNUT CREEK, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.