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RACHEL DIANNE KNIGHT
RACHEL KNIGHT
CRD#: 4053120
IA
B
LPL FINANCIAL LLCCRD#: 6413 40 LAKE BELLEVUE DR STE 100
BELLEVUE, WA 98005
BELLEVUE, WA 98005
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
California 7/21/2021
B
Nevada 7/21/2021
IA
California 7/21/2021
IA
Nevada 7/21/2021
B
Colorado 7/21/2021
B
North Carolina 7/21/2021
IA
Colorado 7/21/2021
IA
North Carolina 7/21/2021
B
Florida 7/21/2021
B
Oregon 9/13/2022
IA
Florida 7/21/2021
B
Texas 7/21/2021
B
Georgia 7/21/2021
IA
Texas 7/21/2021
IA
Georgia 7/21/2021
B
Washington 7/21/2021
B
Massachusetts 3/31/2023
IA
Washington 7/21/2021
SRO Registrations
B
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IA
Registered with this firm since 7/21/2021
B
Registered with this firm since 7/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2000 - 07/21/2021 | BELLEVUE, WA | |
B | 01/17/2000 - 07/21/2021 | BELLEVUE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.